License Law and DRE Regulation Practice Question

Question

An escrow officer requests clarification from the broker involving record retention. The parties need a practical answer before moving forward. Which answer best applies the rule? (Item 101)

Answer choices

  1. A. Recognize that brokers must keep transaction and trust-fund records for required periods.
  2. B. It requires the licensee to favor the other party over the licensee’s own client.
  3. C. It is primarily a tax rule with no effect on brokerage practice.
  4. D. It removes the need for written disclosure if the licensee believes the client already knows.

Correct Answer

A. Recognize that brokers must keep transaction and trust-fund records for required periods.

Explanation

The correct answer is A because record retention requires candidates to recognize that brokers must keep transaction and trust-fund records for required periods. The other options overstate the effect of custom, oral agreement, escrow, or independent salesperson action and do not reflect safe California exam practice.

Question details

  • Difficulty: easy
  • Domain: License Law and DRE Regulation
  • Objective: record retention

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